Code of Professional Ethics

Redlig Financial Services is committed to promoting the highest standards of client services.  We provide personal financial assistance to clients who choose not to or have difficulty managing their personal monetary and/or business affairs. As an Accountant and Daily Money Manager, we are not acting as a investment advisor or attorney.

The following is a set of standards you should expect from us:

• We will have concern for the well being of our clients.

• We will provide services in an equitable manner to our clients.

• We will not exploit our clients financially, socially, emotionally, physically or in any other manner. We shall avoid those relationships or activities that interfere with professional judgement and objectivity.

• We will disclose any affiliations that may pose a conflict of interest.

• We will not exploit a relationship with a client for personal or financial gain.

• We will strive to ensure fees are fair, reasonable and commensurate with the services performed. All fees for daily money management services are to be discussed with the client or other person accepting responsibility for payment prior to the initiation of services.   Furthermore, this will be confirmed with a Letter of Engagement specifically stating the scope of services agreed upon.

• We will take all precautions to avoid harm to the client or his or her property.

• We will respect the rights of our clients.

• We will protect the client's right to privacy and confidentiality in accordance with the laws of the state where the services are performed. (See separate Confidentiality Agreement)

• To the extent that we are tasked with keeping track of financial transactions, we will maintain detailed, accurate, financial records for the client, based on information made available from client. (Deposits into and withdrawals from financial accounts shall be documented in terms of the source of the deposit and the purpose of the expenditure.)

• We will achieve and maintain high standards of competence.

• We will accurately represent our professional experience and training when requested by our client, client's family or someone looking out for the client, prospective client and other professionals.

• We will keep current with issues affecting our clients (health insurance, consumer fraud, etc.)

• We will keep current with public and private services available to our clients, for use in resource referrals.

• We will refer clients to other service providers or consult with other service providers when additional knowledge and expertise are required.

• We will define his/her role clearly to other professionals.

• We will treat clients, family members, colleagues and other professionals with fairness, discretion and integrity.